Improvements
Third-Party Risk Management
- Added Due Date and Review Date fields to the assessment and link them to the Home screen.
- The button layout has been realigned on the following forms:
- Citation -TPRM – 2- Third-Party Library
- Sub Category – TPRM – Library
- Third-Party – Company Profile
- TPRM: Compliance: Enhanced Due Diligence
- Third-Party Questionnaire – Library
- Third Party Questionnaire – TPRM – Resolver Content Update
- Enhanced the user experience by:
- Removing the Third-Party Risk Management Team from the Report Application and creating the following Dashboards and Reports in the Third-Party Risk Management application as activities:
- Executive Dashboard
- Corporate Third-Party Map
- Third-Party Assessment Overview
- Third-Party Engagement Overview
- Annual Third-Party Engagement Overview
- Third-Party Issue Overview
- Critical Assets by Third-Party Engagement Overview
- Third-Party Summary Report
- Removed the Name property from forms and make it and Editable field in the form’s header on the following forms:
- Category – TPRM – Library
- Category – TPRM – Scoping Tree View
- Sub Category – TPRM – Library
- Sub Category – TPRM – Scoping Tree View
- Third-Party Questionnaire – TPRM – Resolver Content Update
- Removing the Third-Party Risk Management Team from the Report Application and creating the following Dashboards and Reports in the Third-Party Risk Management application as activities:
- The Due Date and Review Data fields were added to the following reports:
- TPRM – Third-Party Risk Assessment Overview
- TPRM – Third-Party Engagement Overview
All Applications
- Application Data import files were updated to match the Risk Management Data Import file (unless otherwise stated), creating an integrated story across the GRC suite of applications.
- Created two new dashboard views to include all GRC application data, allowing users to view all GRC data in one place.
- GRC Executive Dashboard
- GRC Management Dashboard
- Applied changes to form design across all GRC applications to ensure that all forms follow a consistent standard, creating a better user experience.
- Enabled View Latest Update on the following forms:
- Requirement - CM - 1a - Library (New/Updated Requirement): Automatically enable the view latest updates toggle when opening this form
- Requirement - CM - 2 - Risk Assessment
- Requirement - CM - 1 - Library
- Requirement Detail - Library
- Requirement Detail - Library (New/Updated Requirement)
- Requirement Detail - New/Updated Requirement
- Control - GRC - 2 - Control Self-Assessment
- Risk - RM - 5a - Assess Risk
- Risk - RM - 5c - Assess Risk (Step by Step)
- Internal Audit Project - 3 - Fieldwork, Reporting, Complete and Archive
- Internal Audit Project - 2- Planning Memo
- Process - IA - Process Overview
- Risk - IA - Risk Overview
- Control - IA - Testing Working Paper
- Test - IA - Testing Working Paper
- IC - Financial Statement Account Overview
- IC - Financial Statement Sub Account Overview
- Process - IC - 1 - Process Overview
- Process - IC - 2 - Process Owner Overview
- Sub Process - IC - Overview
- Control - IC - 2a - Control Walkthrough and Testing
- Request - IA & IC - 1 - Auditor
- Policy - GRC - Overview - Policy Reviewer
- Citation - IT Compliance - 3 - Internal Assessment
- Control - IT Risk & Compliance - 3 - Assessment
- Control - GRC - 1 - Library
- Control - GRC - Report (Pallet)
- Control - IA - Audit Client Overview
- Control - IA - Document Requests (Pallet)
- Control - IC - 2b - Document Requests (Pallet)
- Control - IC - 3 - Control Owner Overview
- Control - IC - 5 - External Auditor Overview
- Control - IT Risk & Compliance - 2 - IT Control Owner Assignment
- Issue - GRC - Overview
- Corrective Action - GRC - Overview