Overview

Users can request specific documents for their audits from an Audit Client. Audit Clients can be another user in the organization that we are auditing one of their process or controls. All document requests not sent to Audit Clients before the Internal Audit Project moves from the Planning stage to the Fieldwork stage will be automatically moved from the Draft stage to Outstanding, which will send the document requests to the Audit Clients.

User Account Requirements

The user account used to log into Resolver must be added to either the Internal Audit Leads or Internal Audit Managers user group.

Required Information/Setup

For further information on how to scope an Internal Audit Project, please refer to the Define the Scope of an Internal Audit Project article.

For further information on how to add a document request to an Internal Audit Project, please refer to the Attach Document Requests to an Internal Audit Project article.

For further information on how to send document requests to Audit Clients, please refer to the Sending Document Request to Audit Clients article.

Navigation

From the Home screen, click on an Internal Audit Project in the Planning stage from the My Tasks section.

My Task - Internal Audit Project - Planning

From the Internal Audit Project screen, click the Document Requests tab.

Document Requests Tab

Alternate Navigation

From the Resolver Home screen, click the Home dropdown and select the Internal Audit Management link.

Home Drop-Down

From the Risk Assessment screen, click on the Planning tab.

Planning Tab

From the Planning screen, click the Create Audit Project button.

Create Audit Project Button

From the Intern Audit Project screen, click the Document Requests tab.

Document Requests Tab

Sending Document Requests to Audit Clients

From the Document Requests tab, click the Send All Document Requests button to send all document request to the Audit Clients.

Send All Document Requests Button

The Planning screen will appear with a system-generated banner at the top of the screen, indicating that all document requests were sent to the Audit Clients.

System-Generated Banner