Reports Overview

Compliance Management has several reports available for reviewing and analyzing data related to assessments and requirements. Administrators and the Compliance Team user group members can view reports.A report in Compliance Management.

The following reports are available in the Compliance Management app. 

  • Compliance Management Status Dashboard: A report to provide members of the Compliance Team visibility into the status of their entire program.

  • Compliance Executive Summary: This report shows the most critical regulatory risk areas across the business. It is focused on all critical requirements & issues.

  • Risk Overview Report: An overview of the risk levels of each requirement associated to a regulator.

  • Status Report: A report to provide members of the Compliance Team visibility into the status of their compliance assessment by business unit.

  • Issues Summary Report: A report to provide members of the Compliance Team visibility into the issues within a business unit.

  • Compliance Testing Plan by Business Unit: A report which helps the Compliance Team focus their testing efforts across their compliance program.

  • Regulator Risk Reports: A report from a compliance regulator (e.g., Canadian Compliance Group or Ascent).

  • Not Applicable Requirements: A report which contains all requirements flagged as ‘Not Applicable’ within a compliance assessment.