Reports Overview

Compliance Management has several reports available for reviewing and analyzing data related to assessments and requirements. Reports can be viewed by users belonging to the Compliance Team user group. A report in Compliance Management.

The following reports are available in the Compliance Management app. 

  • Company Overview: Charts that display the average inherent risk, control effectiveness, and residual risk for the organization. Also contains risk heatmaps for each of the organization's business units.
  • Business Unit Overview: Charts that display the average inherent risk, control effectiveness, and residual risk for a specific business unit, as well as a list of each requirement attached to that business unit.
  • Issues Priority Summary: A graphical representation of each issue and its current priority. Available for individual business units, or for the organization as a whole.
  • Status Report: A graphical representation of each requirement and its current status. Available for individual business units, or for the organization as a whole.
  • Business Unit Risk Heatmap: A chart that displays the intersection of a requirement's residual risk and inherent risk. Also available in the Company Overview and the Corporate Risk Heatmap.
  • Inherent and Residual Risk: Charts that show the inherent and residual risk of each requirement. Also available for individual business units or for the organization as a whole.
  • Compliance Testing Plan: A chart that measures the control strength and inherent risk strength of each requirement. Available for individual business units, or for the organization as a whole.
  • Not Applicable Requirements: A report that lists each requirement that has been flagged as not applicable. Available for individual business units, or for the organization as a whole.
  • Regulator Risk Report: A graphical representation of the residual risk attached to each regulator.
  • Regulator Status Report: A report that lists each regulator and its current status.