Assess Risk
- Notify Requirement Owners to perform an assessment with due dates
- Perform inherent risk assessment
- Document controls, including access to your organization’s controls library
- Share assessments of controls across business units and second-line functions
- Link controls to a central library of policies
- Assess residual risk
- View risk trends over time from daily to quarterly to annual monitoring
Review, Remediation, & Monitoring
- Document any issues associated with the requirement
- Assign action plans
- Monitor / escalate overdue issues
Content Updates (Resolver Only)
- Receive in-app alerts regarding regulatory changes, new legislation, and bill drafts as they occur
- Updated requirements summarized in a report
- Notifications to inform the compliance team about specific regulatory changes
Applicability Assessment
- Scope in relevant requirements for each framework
- Assign requirement owners to a requirement
Compliance Testing
- Select requirements for testing
- Document testing, including design and operating effectiveness
- Testing Plan report
Key Reporting
- Out-of-the-box Company and Business level reports:
- Compliance Management Status Dashboard
- Compliance Executive Summary
- Issue Summary
- Regulator Overview
- Inherent vs Residual Risk
- Status Reports
- Requirement and Control Matrix
- First Line user Dashboards
Managing Library of Content
- Access to the library of relevant content
- Upload own content to maintain in library
- Receive updates on selected Resolver content
- Push updated regulatory content and control information to all assessments