Version 23.3.1ab Release Notes (Compliance Management)

Improvements

• The header statement on the Requirement – CM – 1a – Library form was updated to read, “Select the History tab on the form to review the Requirements history.”
• The following Legacy forms were removed from the Compliance Management app base:
  • Requirement:
    • (Legacy) Requirement - CM - 1 - Applicability Assessment
    • (Legacy) Requirement - CM - 4 - Remediation
    • (Legacy) Requirement - CM - 6 - Not Applicable
• Compliance Assessment:
  • (Legacy) Compliance Assessment - 1 - Launch Assessment
  • (Legacy) Compliance Assessment - 2 - Define Scope of Assessment
  • (Legacy) Compliance Assessment - 3 - Assessment In Progress
  • (Legacy) Compliance Assessment - 4 - Monitor Assessment
• The RCM – Compliance Management Dashboard was created to focus on organization and communication. The following areas were added:
  • Compliance Assessment Progress
  • Requirement Status % by Assessment
  • Requirements Requiring Assessment
  • Controls Requiring Assessment
  • Issue Status by Business Unit
  • Key Control Performance
  • Issues Identified in the Last Year
  • Regulator Breakdown
• Added descriptions for the fields and formulas on the following object types in the Compliance Management App:
  • Compliance Management:
    • Compliance Assessment
    • Compliance Framework
    • Topic
    • Sub Topic
    • Requirement
    • Requirement Detail
    • Regulator
    • Alert
    • Company