Overview

Users can add an existing Test, Document Request, Policy, Corrective Action, or Issue to a control instead of creating a new one.

Navigation

1. From the Home screen, click the Home dropdown and select the Internal Audit Management link.

Home Dropdown

2. From the Risk Assessment screen, click on the Fieldwork tab.

Fieldwork Tab

3. From the Fieldwork screen, click on the Internal Audit report name that contains the Control Test you want to perform from the Audits in Progress section.

Internal Audit Report

4. From the Audit Project Overview screen, click on the Expand icon on the Navigation Tree to expand the nodes until you find the desired control.
5. Click the control to open the Risk Details screen. Risks are indicated with a R icon next to the risk name on the node.

Risk Node

6. Click the Collapse Icon to collapse the Navigation Tree.

Collapse Icon

Adding an Existing Control or Objective to a Risk

The process for adding an existing control or objective to a risk is the same. The only difference is the navigation. For this illustration we will be adding a control to a risk.

1. From the Risk Details screen, click the Add Existing Controls link.

Add Existing Controls Link

2. From the Add Existing Controls pop-up, enter a test name in the Search field if the control you are looking for is not listed under the 24 most recently created controls list.



Search Field

3. Click the + Add link to add the control to the risk.



+ Add Link

4. Click the x icon to close the Add Existing Control pop-up.



X Icon

5. The selected control will be listed under the Controls table on the control.



Controls Table